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Modernisation theory is an inherently optimistic concept, as
it assumes that all countries will eventually experience
growth. The governments of many newly independent countries,
like their ex-colonisers, often believed that with a little
help, development would come swiftly and many launched
ambitious five year plans to this effect. Enduring
underdevelopment was explained in terms of 'obstacles', and
inadequate infrastructure, lack of capital, real or corrupt
management, lack of local expertise and difficult
environmental conditions. The solutions to these problems
were considered straightforward - roads and bridges can be
built with external capital and expertise in the form of aid
donated by the developed North; local technicians and
bureaucrats can be trained, introduction of information
technology to local institutions and 'good government' can
be supported by foreign governments. With more efficient
infrastructure, economic growth is encouraged and it is
hoped that barring other obstacles, the country will move
onto the next stage. Development agencies and practitioners
are thus cast in the role of trouble-shooters, creating a
range of policies aimed at 'improvement'.[10]
James Ferguson has shown in his analysis of, "The Copperbelt
in Theory"[11] how Zambia in the 1960s was the example of
the 'emerging' African dream, as a result of its
industrialization and large pockets of urbanisation. Thus,
it was felt that Africa was having its "Industrial
Revolution", like a telelogical process converging with the
familiar Western model. However, this script changed and
Zambia has been confounded by more than two decades of steep
economic decline, due to a steady decline in the buying
power of Zambia's copper in the world market - and copper
accounted for 90% of its exports. Furthermore, the effects
of this are exaccerbated by Zambia's burden of external debt
which has continued to grow as its economy contracted.
Ferguson found in his research how the Zambian people had
believed in the dream of 'modern' Zambia, and had a sense of
legitimate expectation which has been destroyed and they
have been left with an overwhelming sense of decline and
despair.
As a
result, the criticism for the modernisation theories, come
from many angles. The fundamental criticism of theories of
modernisation is that they fail to understand the real
causes of underdevelopment and poverty. By representing all
countries as being on the same linear path, they completely
neglect historical and political factors, for example,
Europe during the Industrial Revolution and Africa or South
Asia in the second half of the twentieth century are far
from level, and therefore not comparable. These points have
been highlighted the dependency theory, or neo-Marxist
theory, a school of thought which radically affected
development studies during the 1970s.
Drawing
from Marxist concepts of capitalism as inherently
exploitative, dependency theorists argue that development is
an essentially unequalising process: while rich nations get
richer, the rest inevitably get poorer.[12] Rather than
being undeveloped, they argue, countries in the South have
been underdeveloped by the processes of imperial and
post-imperial exploitation. One model used to describe this
process is that of the centre and periphery, promulgated by
Wallerstein's World System's Theory, (1974)[13] which
presents the North as the centre, or 'core' of capitalism,
and the South as its periphery. Through imperial conquest,
it is argued, peripheral economies were integrated into
capitalism, but on an inherently unequal basis. Supplying
raw materials, which fed manufacturing industries in the
core, peripheral regions became dependent upon markets and
failed to develop their own manufacturing bases. The
infrastructure provided by colonial powers is wholly geared
towards export; in many cases an economy might be dependent
upon a single product. Which Ferguson has shown the
long-term detrimental effects through his ethnography on the
Copperbelt Theory.
Closely related to theories of dependency are those
presenting the globe as a single interrelated system in
which each country is understood in terms of its
relationship to the whole. Worsely's notion of 'one world'
(1984) are central to these ideas. It is from this context
that notions of 'Third World' and 'First World' have
developed; these terms explicitly recognise the way in which
the world is divided into different and yet interdependent
parts. The Third World, it suggests - is not natural, but
created through economic and political processes.
Furthermore, structures of dependency are repeated
internally. Just as on the international level the centre
exploits the periphery, within peripheral regions
metropolitan areas attract the bulk of scarce local
resources and services, which are then occupied by the
elite, who have links with the centre and like international
relations between the centre and periphery, they also
exploit surrounding rural areas, through unequal exchange,
for example in terms of trade between rural farmers and
urban markets. Capital accumulation in the periphery is
therefore unlikely to occur, both because of processes which
suck it into the metropolitan centre, and because of wider
international processes which take it outside the country.
Therefore, dependency theory understands underdevelopment as
embedded within particular political structures. In this
view, the improvement policies advocated by modernisation
theory can never work, for they do not tackle the root
causes of the problem. Rather than development projects
which ease the short-term miseries of underdevelopment,
dependency theory suggests that the only solution possible,
is radical, structural change. Evidenced in the radical
internal restructuring of countries which had embraced
socialism which China and Cuba are key examples, and further
by the 1990s with the breakdown of communism in the Soviet
Union and Eastern Europe. However dependency theory has been
criticised for failing to understand the nature of
imperialism and capitalist development in the previously
colonised South. Rather than remaining stagnant and
perpetually underdeveloped, the ex-colonies are moving
forward in a way largely in keeping with Marx's original
ideas about progressive, through the destructive and
contradictory force of capitalism within his theory of
historical materialism (Warren, 1980).[14] One of the main
problems with dependency theory is that it tends to treat
peripheral states and populations as passive, being blind to
everything but their exploitation. Gardner and Lewis argue,
that although it is important to analyse the structures
which perpetuate underdevelopment, there is a need to
recognise the ways in which individuals and societies
strategize to maximise opportunities and how they resist
structures which subordinate them and how in some cases they
successfully embrace capitalist development. Furthermore,
rather than offering solutions to societies in the
capitalist, dependency theory is in danger of creating
despondency in its insistence that without radical
structural change, underdevelopment is unavoidable.[15]
However, Ferguson is not as kind to modernisation theories
or to development as a disciple. He argues that
modernisation theories are a myth which he illustrates
through the story of urban Africa - narrated in terms of
linear progressives and optimistic teleologies and
narratives of modernity. Therefore the myth of modernization
is not just an academic myth but also a development myth and
thus, anthropologists and developmentalists who construct
theoretical understandings of contemporary Africa face a
different set of challengees which involve looking at the
prolonged perception of decline and the intellectual and
methodological traditions of interpreting African urbanity
within certain teleogical metanarratives on modernisation,
which he argues need to be revised in the face on non- and
counter-linearities of the present.
Norman Long calls for 'actor-oriented' research (1992)[16]
which has consistently found that, far from being
'irrational', people in poor countries are open to change if
they perceive it to be in their interest. They often know
far better than development planners how to strategise to
get the best from difficult circumstances, yet modernisation
strategies rarely, if ever, pay attention to local
knowledge. Indeed, local culture is generally either ignored
by planners or treated as a constraint. Hobart (1993)[17]
argues that this is a grave failing and has shown that
viewing the local as ignorant, creates a global ignorance of
the local. Where, systematic modes of 'ignorance' arise out
of a specialisation and thus fragmentation of development
expertise, and from the inappropriateness of rationalistic
assumptions in assessing the success or otherwise of
economies and social systems. He argues, that there is a
need to go beyond the nature of 'expert' knowledge and the
power of science and use 'indigenous' knowledge to help
comprehend the ongoing process of translation and mediation
involving different actors and different knowledge domains.
He believes, that anthropologists in particular can capture
the dynamics of these situations and processes.
Furthermore, there is a need to explore how the ideas and
practices of modernity are themselves appropriated and
re-embedded in locally-situated practices, thus accelerating
the fragmentation and dispersal of modernity into constantly
proliferating modernities.[18] This has been termed as
'multiple modernities' (Comaroff & Comaroff 1993:1) generate
powerful counter-tendencies to what is conceived of as
Western modernisation, exhibiting so called 'distorted' or
'divergent' patterns of development and re-assembling
'tradition'. The marginalisation of women by development
projects which treat households as equal and homogenous is a
case in point.[19]
All this has shown that expectations of modernity whether
from the planner or from those on the receiving end are
multidimensional and contested. The polarity between
modernisation and modernity invovles its own ambiguities
between the top-down coercive change and the power of the
agent to make their own choices. Therefore the element of
change whether planned or not is not what sets anthroplogy
and development apart, as has been shown, historically and
theoretically they have both been involved in its
application whether that be overtly or covertly. Although
anthropology as a discipline has been more critical of
itself, which is what development lacks, literature on the
two fields has illuminated that the two fields are
reconcilable because they are in fact inextricable in the
field. As much of what anthropology studies are also
involved in, on some level of 'development' projects. Thus
despite, Ferguson's criticisms towards development as
anthropology's 'evil twin'[20], Gardner and Lewis argue both
anthroplogy and development contain possibilities of
positive-engagement and change. They argue that although
this is problematic for anthropology it should not retreat
as discourses are not static and can be changed whether they
are working within or outside the field and thus, that
anthropology should contribute positive forms of development
thought, practice and criticism.[21] In this way, the very
idea of development should be changed to mean more than
processes of social and economic change precipitated by
economic growth or specific policies planned by states or
dominant groups, but post-development should look at the
social and political relations of poverty, and aim to work
together to alleviate them on a macro and micro level,
top-down and bottom-up level, which both development and
anthropology can help illuminate to each other.
Bibliography
Arce, A and
N. Long 2000 "Reconfiguring modernity and development from
an anthropological perspective" in Arce, A and N. Long (eds)
Anthropology, Development and Modernities: exploring
discourses, counter-tendencies and vioulence, London,
Routledge. Cooper, F. and R. Packard 1997 'Introduction' to
F. Cooper and R. Packard (eds) International Development and
the Social Sciences: essays on the history and politics of
knowledge, Berkeley, University of California Press.
Ferguson,
James 1999 Expectations of Modernity, Berkeley, University
of California Press.
_____ 1997
"Anthropology and Its Evil Twin: 'Development' in the
Constitution of a Discipline". In F. Cooper and Packard (eds)
op.cit.
Gardner, K. and D. Lewis 1996, Anthroplogy, Development and
the
Post-Modern Challenge. London: Pluto Press.
---------------------------------------------------------------------
[2] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence, p1
[3] Ferguson, 1997 "Anthropology and Its Evil Twin:
'Development' in
the Constitution of a Discipline". In F. Cooper and Packard
(eds)
[4] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence, p7
[5] Cooper, F. and R. Packard 1997 'Introduction' to F.
Cooper and R.
Packard (eds) International Development and the Social
Sciences:
essays on the history and politics of knowledge, p. 4
[6] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence, p.4.
[7] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence, p.5
[8] ibid. p.7
[9] (1964) c.f. Arce, A and N. Long 2000 "Reconfiguring
modernity and
development from an anthropological perspective" in Arce, A
and N.
Long (eds) Anthropology, Development and Modernities:
exploring
discourses, counter-tendencies and vioulence, p.9
[10] c.f.ibid. p.10
[11] Chapter 1 in: Ferguson, James; "Expectations of
Modernity, myths
and meanings of urban life on the Zambian copperbelt",
University of
California Press, 1999.
[12] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence.
[13] Gardner, K. and D. Lewis 1996, Anthroplogy, Development
and the
Post-Modern Challenge.
[14] c.f. Gardner, K. and D. Lewis 1996, Anthroplogy,
Development and
the Post-Modern Challenge.p.18.
[15] Gardner, K. and D. Lewis 1996, Anthroplogy, Development
and the
Post-Modern Challenge, p.19
[16] c.f. Arce, A and N. Long 2000 "Reconfiguring modernity
and
development from an anthropological perspective" in Arce, A
and N.
Long (eds) Anthropology, Development and Modernities:
exploring
discourses, counter-tendencies and vioulence, p.6
[17] c.f. ibid.
[18] Arce, A and N. Long 2000 "Reconfiguring modernity and
development
from an anthropological perspective" in Arce, A and N. Long
(eds)
Anthropology, Development and Modernities: exploring
discourses,
counter-tendencies and vioulence, p.2
[19] Cooper, F. and R. Packard 1997 'Introduction' to F.
Cooper and R.
Packard (eds) International Development and the Social
Sciences:
essays on the history and politics of knowledge,
[20] Ferguson, James 1999 Expectations of Modernity, p.4
[21] gardner and lewis
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