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Reconciling the conflict (c) An analysis of the
professional codes of conduct for Solicitors in England [64]
So to what extent do the professional codes regulating
lawyer’s aim to reconcile this conflict between common
morality and the lawyer’s role morality? In theory
professional codes of conduct should attempt to accommodate
society’s generalised norms, such as truthfulness and
honesty within the role that the profession fills.[65]
Consequently, “the profession has drawn solace from duties
to the court recognised by professional codes and they do
constitute an important affirmation of the moral autonomy of
advocates, and demand certain standards of integrity and
responsibility.”[66] Nevertheless an analysis of the codes
regulating solicitors in this country will elucidate that
there has been a failure to give adequate guidance to
solicitor’s facing moral quandary. To its credit The Law
Society has published a collection of rules and principles
of conduct in The Guide to the Professional Conduct of
Solicitors but prefers not to refer to this as a “Code of
Conduct.” Three rules are identified by Boon which may be
highly relevant in offering some guidance.[67] Principle
12.09 which conveys that “solicitors should not act merely
to gratify a client’s malice or vindictiveness”. Hence, at
least in theory “conflicts between assumed client
preferences and behaviour must be resolved on general
ethical principles found in common morality.”[68] Secondly,
Principle 20.01 in the Solicitors Guide which states: “a
solicitor must act towards other solicitors with frankness
and good faith consistent with his or her overriding duty to
his client.” Boon conveys that good faith is an intangible
and abstract quality with no technical meaning or statutory
definition but it does encompass an honest belief and an
absence of design to seek an unconscionable advantage.
Nonetheless this guideline may be more confusing then
helpful as Boon notes “how can the duty of frankness and
good faith that fall within the boundaries of common
morality and also fall within the boundaries of role
morality qualified by the overriding interest of the
client?”[69] Moving on to the other guideline which may
relevant in this context. Principle 18.01 which states:
“Solicitors must not act, whether in their professional
capacity, towards anyone in a way which is fraudulent,
deceitful or otherwise contrary to their position as
solicitors. Nor must solicitor’s use their position as
solicitors to take unfair undadvatage either for themselves
or another person.” One need only look at the remarks
delineated earlier of the solicitor’s attitudes in Boon’s
study in relation to bargain strategies in personal injury
litigation to gain an insight into the seriousness with
which this code is taken. It is credible to suggest that
there has been a lack of coherent guidance for solicitors
and the paltry guidance which is given is treated with
disdainful respect. “If ethics are to play an increasing
role in the education of lawyers intending practitioners
will need more detailed guidance than can be provided by
broad principles of conduct.”[70]
Therefore to conclude, it would appear that the
standard conception of the lawyer’s role promoted under the
adversary system, to gain the best possible result for the
client by whatever means, requires lawyer’s to deviate from
common perceptions of morality. From this perspective the
lawyer is perceived as “an all purpose, surrogate villain,
doing everybody’s dirty work-obstructing, perverting,
distorting, blocking the high road to justice.”[71] Recent
jurisprudence has aimed to challenge this standard
conception of the lawyer’s role but in my view it has failed
to take into account the intrinsically advantageous nature
of adversarial advocacy. Taken from this vista the lawyer
serving a client through zealous advocacy is engaged in a
intrinsic moral good. Perhaps this phenomenon is best
depicted by Charles Fried who thinks of the lawyer as a
“special purpose friend” who shows devotion to his
client.”[72] This is true even when “the lawyer’s
“friendship” consists in assisting the profiteering slumlord
to evict an indigent tenant or enabling the wealthy debtor
to run the statute of limitations to avoid an honest debt to
an old (and less well -off ) friend.”[73] This is justified
as lavishing care on our friends even at the expense of
“abstract others” is morally praiseworthy and once we
swallow the notion of the lawyer as a special friend we are
home free with the intrinsic moral worth of the
lawyer-client relation.[74] Although Fried’s analysis is not
exhaustive (even Fried concedes that there are various
circumstances where the lawyer should not pursue this
insurmountable devotion to the client) it is my view that
this perception of the lawyer as “a special friend” devoted
to their client as opposed to the image of the surrogate
mercenary villain should be the essential starting point in
any discussion concerning the lawyer’s morality.
Bibliography:
(a) Publications:
1. G.C. Hazard: Ethics in the Practice of Law [1978]: Yale
University Press
2. A. Kronman: The Lost Lawyer-Failing Ideals of the Legal
Profession [1993] Belknap Press
3. M.W. Martin: Meaningful Work: Rethinking Professional
Ethics [2000]: Oxford UP
4. P. Stringer: Famine Affluence and Morality, Philosophy
Ethics and Society [1979] 5th Edition: Yale University Press
5. B. Sells: The Soul Of The Law [1994]: Element
6. W. Simon: The Practice of Justice: A Theory of Lawyer’s
Ethics [1998]: Harvard UP
7. D. Luban: Lawyers and Justice : An Ethical Study [1988] :
Princeton Press
8. R. Abel (ed) Lawyers A Critical Reader [1997]: The New
Press: New York
9. ‘A Guide to Solicitors of England and Wales, The Role of
The Law Society’ at
http://www.lawsoc.org.uk/dcs/fourth-tier.asp?section-id=3456&Caller-id=AboutUs
(b) Articles:
10. W.A. Edmundson: “Contexualist Answers to Skepticism and
What A Lawyer Cannot Know” at www.papers.ssrn.com
.
11. Gee &Elkins “Resistance to Legal Ethics” [1987] 12
Journal of the Legal Profession 22
12. “Thinking Critically About The Lawyer’s Role”
home.wiu.edu/~wendelb/e&e/ch21.pdf .
13. W. Markiewicz: “What is Morality” [1998] at
http://www.vagabondpages.com/february98/morality.html
14.A. Esau: “Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
15. S.L. Pepper: “Counselling and the Limits of the Law: An
Exercise in the Jurisprudence and Ethics of Lawyering”
[1994] Yale Law Journal 1546
16. A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354
17. M.H. Freedman, Personal Responsibility in a Professional
System [1978] 27 Cath. U.L 191 at
www.vvvu.edu/-lawfac/jelkins/fragments/twokingdoms.html-31
18. K.J. Crispin: “Ethics and the Adversary System” [1998]
Zadok Paper S95 at
http://www.zadok.org.ay/papers/crispin9501.shtml .
19. D. Luban: “Partisanship, Betrayal and
Autonomy-Lawyer-Client Relationship: A Reply to Stephen
Ellmann [1990] 90 Col.L.Rev.1004
19. D. Luban: “Are Criminal Defenders Different?”[1993] 91
Mich.L.Rev. 1729
20. C. Fried “The Lawyer as Friend: The Moral Foundations of
the Lawyer-Client Relation” [1975 - 76] 85 Yale Law Journal
1060
21. W. Simon: “The Ethics of Criminal Defense” [1993] 91
Mich.L.Rev. 1703
22. ‘A Guide to Solicitors of England and Wales, The Role of
The Law Society’ at
http://www.lawsoc.org.uk/dcs/fourth-tier.asp?section-id=3456&Caller-id=AboutUs
________________________________________
[11] Briefly because the concept of morality has been the
subject of inexorable debate ranging from discussions in
relation to whether it is a subjective or objective concept
to the various meanings attributed to the notion of
morality. It is not the purpose of this discussion to
provide an exhaustive classification of this area but
instead it will aim to offer a basic insight into the
concept.
[12] W. Markiewicz: “What is Morality” [1998]
http://www.vagabondpages.com/february98/morality.html
[13] B. Sells: The Soul Of The Law [1994] Page 167: Element
[14] K.J. Crispin: “Ethics and the Adversary System” [1998]
Zadok Paper S95 at
http://www.zadok.org.ay/papers/crispin9501.shtml . )
[15] G.E. Moore: Principle Ethica [1903] Reprinted [1966]
Page 148: Cambridge University Press (Op.Cit.)
[16] P. Stringer: Famine Affluence and Morality, Philosophy
Ethics and Society [1979] 5th Edition: Page 33: Yale
University Press
[17] A. Esau: “Professional Ethics and Personal Ethics
[1989] at http://www.cc.umanitoba.ca/facultites
/law/Courses/esau/lppr/ethics.htm
[18] B. Sells: The Soul Of The Law [1994] Page 167: Element
[19] K.J. Crispin: “Ethics and the Adversary System” [1998]
Zadok Paper S95 at http://www.zadok.org.ay/papers/crispin9501.shtml.
)
[20] M.H. Freedman, Personal Responsibility in a
Professional System [1978] 27 Cath. U.L 191,192 at
www.vvvu.edu/-lawfac/jelkins/fragments/twokingdoms.html-31
[21] G. Hazard: “My Station as a Lawyer” [1989] 6 Georgia
St. U.L. Rev 1,1
[22] S.L. Pepper: “Counselling and the Limits of the Law: An
Exercise in the Jurisprudence and Ethics of Lawyering”
[1994] Yale Law Journal 1546
[23] “Thinking Critically About The Lawyer’s Role”
home.wiu.edu/~wendelb/e&e/ch21.pdf .
[24] M.W. Martin: Meaningful Work: Rethinking Professional
Ethics [2000] Page 93: Oxford UP
[25] A. Esau: Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[26] Ibid. at http://www.cc.umanitoba.ca/facultites
/law/Courses/esau/lppr/ethics.htm
[27] A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354
[28] A. Goldman: The Moral Foundations of Professional
Ethics [1980] Page 6-7 at
www.vvvu.edu/-lawfac/jelkins/fragments/twokingdoms.html-31
[29] In particularly in D. Luban: Lawyers and Justice: An
Ethical Study [1988] Princeton Press.
[30] Ibid. Page 2 (Cited in A. Esau: Professional Ethics and
Personal Ethics [1989] at http://www.cc.umanifacultitetoba.ca/s
/law/Courses/esau/lppr/ethics.htm
[31] G.C. Hazard: Ethics in the Practice of Law [1978] Page
120: Yale University Press
[32] D. Luban: “ The Adversary System Excuse” in R. Abel
(ed) Lawyers A Critical Reader [1997] Page 6: The New Press:
New York
[33] C. Fried “The Lawyer as Friend: The Moral Foundations
of the Lawyer-Client Relation” [1975 - 76] 85 Yale Law
Journal 1060,1061
[34] D. Luban: “ The Adversary System Excuse” in R. Abel
(ed) Lawyers A Critical Reader [1997] Page 7: The New Press:
New York
[35] W. Simon: The Practice of Justice - A Theory of
Lawyers’ Ethics [2000] Page 7: Harvard University Press
[36] D. Luban: “Are Criminal Defenders Different?”[1993] 91
Mich.L.Rev. 1729,1729
[37] M. Schwartz: The Professionalism and Accountability of
Lawyers” [1978] 66 Calif.L.Rev 669 (Cited in D. Luban: “ The
Adversary System Excuse” in R. Abel (ed) Lawyers A Critical
Reader [1997] Page 4: The New Press: New York)
[38] D. Luban: “Partisanship, Betrayal and
Autonomy-Lawyer-Client Relationship: A Reply to Stephen
Ellmann [1990] 90 Col.L.Rev.1004
[39] ‘A Guide to Solicitors of England and Wales, The Role
of The Law Society’ at
http://www.lawsoc.org.uk/dcs/fourth-tier.asp?section-id=3456&Caller-id=AboutUs
[40] A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354,354
[41] Ibid.355
[42] A. Esau: Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[43] A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354,358
[44] Ibid. 367
[45] [1962] 116 N.W.2d 704
[46] S.L. Pepper: “Counselling and the Limits of the Law: An
Exercise in the Jurisprudence and Ethics of Lawyering”
[1994] Yale Law Journal 1546,1553
[47] D. Luban: Lawyers and Justice : An Ethical Study [1988]
Page 52: Princeton Press
[48] A. Esau: Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[49] M. Schwartz: The Professionalism and Accountability of
Lawyers” [1978] 66 Calif.L.Rev 669 (Cited in D. Luban: “ The
Adversary System Excuse” in R. Abel (ed) Lawyers A Critical
Reader [1997] Page 4: The New Press: New York)
[50] S.L. Pepper: “Counselling and the Limits of the Law: An
Exercise in the Jurisprudence and Ethics of Lawyering”
[1994] Yale Law Journal 1546,1550
[51] A. Esau: Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[52] W. Simon: “The Ethics of Criminal Defense” [1993] 91
Mich.L.Rev. 1703,1703
[53] A. Esau: Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[54] D. Luban: Lawyers and Justice : An Ethical Study [1988]
Page 72: Princeton Press
[55] D. Luban: “ The Adversary System Excuse” in R. Abel
(ed) Lawyers A Critical Reader [1997] Page 12: The New
Press: New York. This view regarding the fact that standard
adversary ethic should still be viable in criminal defence
has been the subject of inexorable debate. Luban’s view has
encountered much criticism in particularly W. Simon: “The
Ethics of Criminal Defense” [1993] 91 Mich.L.Rev. 1703,1703
who doubts whether criminal defence should warrant this
adversarial ethic.
[56] Ibid. 12
[57] D. Luban: “Partisanship, Betrayal and
Autonomy-Lawyer-Client Relationship: A Reply to Stephen
Ellmann [1990] 90 Col.L.Rev.1004,1025
[58] In particularly in W. Simon: The Practice of Justice: A
Theory of Lawyer’s Ethics [1998] Harvard University Press
[59] Ibid. Page 3
[60] Op.Cit. 138 (Cited in K.J. Crispin: “Ethics and the
Adversary System” [1998] Zadok Paper S95 at
http://www.zadok.org.ay/papers/crispin9501.shtml .)
[61] Esau: “Professional Ethics and Personal Ethics [1989]
at http://www.cc.umanitoba.ca/facultites /law/Courses/esau/lppr/ethics.htm
[62] W. Simon: The Practice of Justice: A Theory of Lawyer’s
Ethics [1998] Harvard University Press
[63] Ibid.141
[64] Regrettably due to word constraints this discourse will
not analyse the professional codes of conduct regulating
Barristers.
[65] M.D. Bayles: Professional Ethics: 2nd Edition [1989]
Page 3 (A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354)
[66] K.J. Crispin: “Ethics and the Adversary System” [1998]
Zadok Paper S95 at http://www.zadok.org.ay/papers/crispin9501.shtml.
[67] A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354,364
[68] Ibid.365
[69] Ibid.366
[70] A. Boon: “Ethics and Strategy in Personal Injury
Litigation ” [1995] 3 JLS 354,366
[71] M. Frankel: Partisan Justice, [1978] Page 3 Hill and
Wang: New York (Cited in K.J. Crispin: “Ethics and the
Adversary System” [1998] Zadok Paper S95 at
http://www.zadok.org.ay/papers/crispin9501.shtml .
[72] C. Fried “The Lawyer as Friend: The Moral Foundations
of the Lawyer-Client Relation” [1975 - 76] 85 Yale Law
Journal 1060
[73] D. Luban: “ The Adversary System Excuse” in R. Abel
(ed) Lawyers A Critical Reader [1997] Page 9: The New Press:
New York
[74] Ibid. 9
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